IPS Basics: Foundations For ERISA Fiduciaries

  • Level: Introductory
  • Duration: 1 hour
  • Credits: 1.0 CEU
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Course Description

This course introduces the foundational concepts of Investment Policy Statements (IPS), emphasizing their purpose, structure, and fiduciary role in retirement plan governance. Learners will explore key IPS components, how IPS priorities shift across plan types, and best practices for drafting, updating, and maintaining the IPS.

Designed for fiduciary advisors, plan sponsors, and committee members, this module strengthens IPS knowledge to support sound oversight, reduce risk, and promote long-term plan success.

Learning Objectives

By completing this course, you will be able to:
  • Define the purpose and fiduciary role of an Investment Policy Statement (IPS).
  • Identify and explain the essential components of a well-structured IPS.
  • Describe how an IPS should be tailored to different plan types and investment structures.
  • Apply best practices for drafting, reviewing, and maintaining an IPS to support fiduciary governance.

Course Lessons

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