Fiduciary Oversight: Applying the Investment Policy Statement (IPS)

  • Level: Introductory
  • Duration: 1 hour
  • Credits: 1.0 CEU
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Course Description

This course builds on the foundational knowledge of Investment Policy Statements (IPS) by focusing on how to apply IPS criteria to monitor fund performance and document fiduciary decisions. Learners will explore evaluation metrics, analyze performance alignment, and apply IPS thresholds in realistic oversight scenarios. The course also emphasizes best practices for documentation to support prudent governance and ERISA compliance.

Ideal for plan sponsors, committee members, and fiduciary advisors, this module strengthens decision-making and audit readiness by connecting IPS language to actual fund review and oversight processes.

Learning Objectives

By completing this course, you will be able to:
  • Describe the IPS’s legal and fiduciary role under ERISA.
  • Differentiate IPS criteria across active, passive, target-date, and stable value funds.
  • Identify and interpret key MPT metrics used in investment monitoring.
  • Evaluate alignment between IPS provisions and performance reports.
  • Apply IPS-based documentation to support oversight and compliance.

Course Lessons

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